Research Methods & Ethics

2010

The Guatemala STD experiments exposed

Records found by the historian Susan Reverby showed that US Public Health Service researchers had deliberately exposed 1,308 Guatemalan prisoners, soldiers and psychiatric patients to syphilis, gonorrhea or chancroid in 1947 and 1948. The US apologized to Guatemala in October 2010.

John C. Cutler, the Public Health Service physician who ran the experiments, in 1942
National Library of Medicine, Public domain (Wikimedia Commons)

Key people

Susan M. Reverby
Wellesley historian who found the Cutler records and reported them
John C. Cutler
PHS physician who directed the Guatemala experiments
Thomas Parran
US Surgeon General who approved the Guatemala work
Amy Gutmann
Chair of the Presidential Commission that investigated the experiments

Source

Presidential Commission for the Study of Bioethical Issues. "Ethically Impossible": STD Research in Guatemala from 1946 to 1948. Washington, DC, September 2011. (opens in a new tab)

Susan Reverby, a historian at Wellesley College, went to the University of Pittsburgh archives expecting to find material on the Tuskegee syphilis study among the papers of John C. Cutler, a Public Health Service physician who had worked on Tuskegee in the 1950s and later taught at Pittsburgh. There was nothing on Tuskegee. There were files from Guatemala. Reverby presented her findings in May 2010 and then told David Sencer, a former director of the CDC, who alerted the agency.

The work had run from about July 1946 to December 1948, sponsored by the Pan American Sanitary Bureau and the PHS Venereal Disease Research Laboratory under a grant that Surgeon General Thomas Parran approved. Cutler, then 31, led it. The aim was to test prophylaxis against syphilis and gonorrhea, work that PHS researchers, Cutler among them, had dropped at a prison in Terre Haute in 1944, partly because they could not reliably infect the men with gonorrhea. In Guatemala the first experiment, in February 1947, exposed soldiers to sex workers known to be infected, most of whom the researchers had themselves infected; prisoners followed in May. When too few men caught gonorrhea this way, the team turned to direct inoculation, running 32 artificial inoculation experiments and nine intercourse experiments between August 1947 and July 1948.

In all, 1,308 people from three groups were intentionally exposed: prisoners, soldiers and patients at the national psychiatric hospital. Treatment was documented for 678. Diagnostic testing reached 5,128 people, among them children from state schools and an orphanage and patients with leprosy; it included blood draws and lumbar and cisternal punctures and continued through 1953. Cutler's own records note 83 deaths during the experiments, though their link to the procedures is unclear.

Cutler wrote in 1955 that as few people as possible were meant to know the procedure. In February 1947 a PHS colleague reported to him that Surgeon General Thomas Parran had remarked, "You know, we couldn't do such an experiment in this country."

On 1 October 2010 President Barack Obama telephoned President Álvaro Colom of Guatemala to apologize. He then charged his bioethics commission, chaired by Amy Gutmann, to investigate. Its staff reviewed more than 125,000 pages of original documents, and its September 2011 report, titled "Ethically Impossible", quoted an April 1947 New York Times science note that called deliberately infecting people with syphilis ethically impossible, just as Cutler's team was preparing to do it. The commission judged that the researchers had violated the medical ethics they themselves recognized at the time.

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